Investment Banking Exam
 | This article relies largely or entirely on a single source. (January 2020) |
The Limited Representative – Investment Banking Exam, commonly referred to as the Series 79, is an examination administered by the U.S. Financial Industry Regulatory Authority (FINRA) for investment banking professionals. The examination is designed to qualify candidates for a limited scope of activities as investment bankers, without the full requirements of the General Securities Representative Exam (Series 7).[1]
See also[edit]
Wikibooks has a book on the topic of: NASD Series License
- List of Securities Examinations
- Series 6
- General Securities Representative Exam (Series 7)
- Series 63
- Series 65
- Financial Industry Regulatory Authority (FINRA)
- Uniform Securities Act
References[edit]
- ^ "FINRA Regulatory Notice 09-41" (PDF). Financial Industry Regulatory Authority. Retrieved 2009-10-27.